One of the most exciting opportunities for a financial services professional with risk and audit experience in Yorkshire. Excellent salary and benefits and flexible home working.
Bravo Group have continued to invest in and champion the future of independent broking. The Bravo Group are highly acquisitive and have an established and growing market share within the UK insurance broking space. Comprising of three forward thinking brands, Broker Network, Compass Group and Ethos Broking, the business are pushing boundaries within their industry, they thrive on innovation and differentiation. Based across 40 UK offices, Bravo Group support independent brokers to achieve their growth ambitions and pride themselves in being a visionary business who believe in their people first and foremostly.
Due to an exciting time of transformation within finance and the client money team, a brand-new opportunity has arisen to work with an exceptional leader in their field. Reporting to the Head of Client Money:
- Management of the annual client money audit and internal audit
- Development and Management of a risk-based Client Money Audit Programme - currently an annual audit cycle of 120 Members
- Control and oversight of the Bravo group decentralised client money functions over 20 based throughout the UK
- Management of the due diligence programme for broker acquisitions and new members
- Keeping up to date with, and responding to, developments in the legal and regulatory environment , especially CASS 5.
- Analytical review of CASS 5 changes to include impact assessment and recommendations for changes to ensure compliance.
- Provide FCA CASS compliance advice and support to all levels of management within Bravo group and to Members.
- Working closely with the Risk and Compliance department to agree the appropriate level of risks and controls to cover all legislation e.g other areas of CASS, GDPR, Anti money laundering.
- Development and management of the client money key performance indicators
- Management of a team of 4 auditors.
This is an exceptional opportunity for a qualified accountant – ACA with FS audit experience to make a move into a fast paced and acquisitive job in industry.
You should have experience in CASS 5 and financial services audit form practice, with experience and operational knowledge of assessing risk and controls and managing monthly client money calculations.
Please contact me for full details on the job and the remuneration package